Beyond the Quick Fix: Mastering the 3-Legged 5 Why for True Root Cause Analysis
A disciplined, three-dimensional approach to find occurrence, detection, and systemic causes—so problems don’t come back.
Why the basic 5 Whys is often not enough
The classic 5 Whys is a great starting tool but tends to follow a single linear path and often stops at human error. Deming reminded us that most problems are built into the system—blaming a person is a dead end. The 3-Legged 5 Why forces teams to examine three dimensions: Occurrence, Detection, and Systemic causes, producing resilient corrective actions.
Deconstructing the three legs
Find the direct physical or procedural cause (machine fault, incorrect assembly, missing step).
Uncover why controls or inspections failed to detect the issue before release.
Identify process, policy, training, or NPI gaps that let the root cause exist.
Step-by-step: How to run a 3-Legged 5 Why
- Assemble a cross-functional team: Quality, Engineering, Production, and frontline operators.
- Define the problem precisely: What, Where, When, How many? Use data.
- Occurrence 5 Whys: Ask "Why?" until you reach an operational root cause. If you hit "Operator error," keep asking why that error was possible.
- Detection 5 Whys: Start at the control point that should have caught it—drill down to why it failed.
- Systemic 5 Whys: For the root causes above, ask why the management system allowed them to exist.
- Define corrective actions: Occurrence action (immediate), Detection action (control hardening), Systemic action (process/policy change).
- Verify and standardize: Monitor data for recurrence and update PFMEA, Control Plans, Work Instructions, and training.
Case Study: Braking System Leak — Applying the 3-Legged 5 Why
Leg | Key Whys (example) | Root Cause |
---|---|---|
Occurrence (What happened?) |
|
Occurrence Root: Torque wrench out of calibration |
Detection (Why didn't we catch it?) |
|
Detection Root: Test parameters not validated for new model |
Systemic (Why was it allowed?) |
|
Systemic Roots: Time-based calibration (not usage-based); NPI gap in equipment validation |
- Occurrence: Recalibrate torque wrenches on Line B immediately.
- Detection: Re-evaluate and adjust leak test parameters for the new seal design.
- Systemic: Update Calibration Procedure to include usage-based triggers; add equipment validation sign-off to NPI checklist.
Common pitfalls & how to avoid them
- Stopping when you hit “Operator error” — dig deeper into process design.
- Running the analysis alone — include diverse perspectives to avoid bias.
- Fixing only the occurrence — skip detection and systemic legs at your peril.
- Not verifying effectiveness — measure at 1, 3, and 12 months.
Conclusion: Move from firefighting to prevention
3-Legged 5-Why is more than a method—it's a mindset that forces a blameless, system-focused investigation. By addressing Occurrence, Detection, and Systemic roots, you reduce recurrence and turn short-term fixes into lasting reliability.
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